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Self-regulatory organizations
Results: 6954

#	Item
951	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 26, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-27 08:31:49 Options Clearing Corporation Financial markets Futures exchange Bank Securities Exchange Act Short Futures contract Financial economics Financial system Finance
952	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PHLX[removed]January 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-26 09:15:36 Financial system Self-regulatory organizations United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Options Clearing Corporation Exchange-traded fund Philadelphia Stock Exchange Financial economics Financial markets Finance
953	Microsoft Word - CSA response to IIAC January[removed]docx Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-01-28 12:48:49 Financial regulation Investment Industry Regulatory Organization of Canada Business Securities Commission Mutual Fund Dealers Association Finance Financial system Canadian securities regulation Exempt market dealer Financial economics Securities Self-regulatory organizations
954	UTP Operating Committee Selects Nasdaq as Processor New York, NY – November 5, 2014 – The UTP Operating Committee announced today that Nasdaq has been selected as the UTP Processor. A new subsidiary within Nasdaq wil Add to Reading List Source URL: www.jandj.com Language: English - Date: 2014-11-06 18:49:52 Financial markets Financial economics Investment NASDAQ Financial Industry Regulatory Authority Securities Exchange Act Market data OMX Direct Edge Economy of the United States Self-regulatory organizations United States securities law
955	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK x : CITY OF PROVIDENCE, RHODE ISLAND, Individually and on Behalf of All Others Similarly : Add to Reading List Source URL: www.rgrdlaw.com Language: English - Date: 2014-04-18 15:06:04 Investment Mathematical finance United States securities law Self-regulatory organizations Algorithmic trading High-frequency trading Financial Industry Regulatory Authority International Securities Exchange Securities Exchange Act Financial economics Financial markets Finance
956	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules April 24, 2014 Introduction The Canadian Securities Administrators ( Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-04-24 11:38:18 Financial system Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Securities Canadian securities regulation Security Alternative Trading Systems Trade Reporting And Compliance Engine United States securities law Financial economics Financial regulation
957	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]November 19, 2014 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2015-01-06 12:06:22 United States securities law Securities Depository Trust & Clearing Corporation Securities Exchange Act ACT Financial economics Financial system Finance
958	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]December 10, 2014 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change in Connection with th Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-12-12 17:16:54 Finance Central Securities Depositories United States securities law Depository Trust & Clearing Corporation Security Settlement Securities Exchange Act Financial economics Securities Financial system
959	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 5, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2015-01-06 11:06:16 Finance Depository Trust & Clearing Corporation Securities Fee Financial system Financial economics Central Securities Depositories
960	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]December 17, 2014 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2014-12-24 15:42:16 United States securities law 73rd United States Congress United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission Financial system Financial economics Finance

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